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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shay? Claim Your ProfileShay Desouza is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with more than 10 years of experience in the financial services industry. Shay holds a Series 66 license, as well as Series 7 and SIE licenses. Shay is registered to provide investment advice in 34 states and the District of Columbia, and Shay is also registered as a Broker Dealer in three states. Shay is a member of FINRA. Shay has experience working with individual investors, high net worth individuals, corporations, charitable organizations, and institutional clients, such as pension and profit-sharing plans. Shay is able to offer investment advice and portfolio management, as well as financial planning, educational seminars, and performance measurement reports.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/28/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
BOTH
Issued 01/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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