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Shay Clark Brunson

Jefferies LLC

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About Shay Clark Brunson

Shay Clark Brunson is an active Broker-Dealer and has been in the industry since 2009. Shay is currently registered with Jefferies LLC in DALLAS, TX. Shay previously worked at WELLS FARGO SECURITIES, LLC. Shay has a total of 25 approved SRO registrations, 1 approved FINRA registrations, 52 approved state registrations and no approved IA state registrations.

Firm Information

Shay Brunson is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shay Brunson’s Registration & Firm History

TX

12/17/2018 - Present

Jefferies LLC (DALLAS TX)

TX

10/06/2010 - 11/20/2018

WELLS FARGO SECURITIES, LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 11/02/2010

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/30/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/21/2019

Series 30 - NFA Branch Manager Examination

BC

Issued 11/30/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/05/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shay Clark Brunson.
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