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Shawntrea Bethea

Robinhood Securities, LLC

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About Shawntrea Bethea

Shawntrea Bethea is a financial professional with over 15 years of experience in the industry. Shawntrea has held positions at various firms including Barings Securities LLC, Cambridge Investment Research, Inc., and Triad Advisors, Inc. Shawntrea is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC. Shawntrea holds Series 4, 7, 24, 52TO, 53, 63, and 66 licenses.

Firm Information

Shawntrea Bethea is currently registered with Robinhood Securities, LLC. Robinhood Securities, LLC is a Limited Liability Company formed in 2016 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawntrea Bethea’s Registration & Firm History

IL

01/31/2023 - Present

Robinhood Securities, LLC (Chicago IL)

NC

08/30/2016 - 03/27/2020

BARINGS SECURITIES LLC (CHARLOTTE NC)

GA

09/18/2014 - 08/17/2016

CAMBRIDGE INVESTMENT RESEARCH, INC. (NORCROSS GA)

GA

06/06/2012 - 09/19/2014

TRIAD ADVISORS, INC. (ATLANTA GA)

FL

01/06/2012 - 06/01/2012

TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)

GA

02/14/2011 - 01/06/2012

WORLD GROUP SECURITIES, INC. (DULUTH GA)

GA

03/13/2007 - 01/13/2011

E*TRADE SECURITIES LLC (ALPHARETTA GA)

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Licenses & Designations

BOTH

Issued 10/31/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/19/2010

Series 4 - Registered Options Principal Examination

BC

Issued 11/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shawntrea Bethea.
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