Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawnna? Claim Your ProfileShawnna Summers is a financial advisor with over 20 years of experience in the industry. Shawnna currently works with B. Riley Wealth Advisors, Inc. Shawnna has worked with several other firms including National Securities Corporation, Pruco Securities, LLC, Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., and A. G. Edwards & Sons, Inc. Shawnna is a licensed representative in Tennessee, Florida, Idaho, Illinois, New York, Ohio, and Texas. Shawnna offers a range of financial services including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
02/25/2022 - Present
B. Riley Wealth Advisors, Inc. (Memphis TN)
FL
02/23/2022 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
TN
08/04/2021 - 01/25/2022
PRUCO SECURITIES, LLC. (Hermitage TN)
TN
01/29/2013 - 07/27/2021
WELLS FARGO CLEARING SERVICES, LLC (NASHVILLE TN)
TN
10/30/2007 - 02/04/2013
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
CA
03/31/2003 - 10/15/2007
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
NY
11/25/1998 - 03/28/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 05/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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