Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawnie? Claim Your ProfileShawnie Desmond is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated. She is located in Phoenix, Arizona. Shawnie Desmond's current firm is Merrill Lynch, Pierce, Fenner & Smith Incorporated. Shawnie Desmond has been in the industry since May 1, 2014. Shawnie Desmond has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated since September 20, 2016. Shawnie Desmond is also registered with the following states: Alabama, Alaska, Arizona, California, Colorado, Connecticut, Florida, Hawaii, Idaho, Illinois, Iowa, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming. Shawnie Desmond has passed the Series 66, Series 7 and SIE exams. She is also a Managing Member of CALGAV LLC and an Owner of THE PARENT READ PROGRAM LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/21/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHOENIX AZ)
FL
12/16/2013 - 05/05/2016
EDWARD JONES (TEQUESTA FL)
BOTH
Issued 1/3/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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