Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawnia? Claim Your ProfileShawnia Carlson is a financial advisor with Wells Fargo Clearing Services, LLC. She is registered in the state of Minnesota and has been in the industry since 2013. Shawnia Carlson has experience working with individuals and businesses, and she specializes in financial planning, portfolio management, and investment consulting services. She is dedicated to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
08/20/2024 - Present
Wells Fargo Clearing Services, LLC (CHAMPLIN MN)
NY
02/28/2020 - 05/24/2023
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
MN
12/08/2015 - 05/24/2023
WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)
CA
08/23/2016 - 01/22/2018
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
MN
01/03/2011 - 03/29/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
06/23/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
CA
08/05/2003 - 03/31/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BC
Issued 12/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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