Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawnette? Claim Your ProfileShawnette Patrice Gauer is a financial professional with over 30 years of experience in the industry. She has a wide range of experience with different firms including TD Ameritrade, Financial Telesis Inc, and Financial West Group. Shawnette is currently registered with Charles Schwab & CO., Inc. as a registered representative. She is licensed to provide financial advice in all 50 states and the District of Columbia. Shawnette specializes in financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
10/22/2010 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
07/27/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
CA
07/06/2006 - 09/01/2010
FINANCIAL TELESIS INC (BAKERSFIELD CA)
CA
01/02/2004 - 01/03/2006
FINANCIAL TELESIS INC (NEWPORT BEACH CA)
NV
04/17/1995 - 12/04/2002
FINANCIAL WEST GROUP (RENO NV)
CA
02/21/1991 - 03/20/1995
THE SECURITIES CENTER, INC. (CHULA VISTA CA)
NY
11/21/1989 - 01/30/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/21/1989 - 01/30/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 03/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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