Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawnette? Claim Your ProfileShawnette Connor Pate is a financial advisor with over 15 years of experience in the financial services industry. Shawnette is currently registered with Vanguard Advisers, Inc., a firm with over 1800 advisors and over 150,000 clients. Shawnette has specialized in offering financial planning, portfolio management services for individuals and businesses, and selecting other advisors to complement her services. She is licensed in North Carolina, South Carolina and Texas. She provides a wide range of investment services to individuals, businesses, and institutions, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
10/08/2020 - Present
Vanguard Advisers, Inc. (Charlotte NC)
NC
06/11/2005 - 08/12/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MO
04/17/2003 - 04/05/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 09/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Shawnette Pate is the right advisor for you? Invested Better is here to help.
