Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawna? Claim Your ProfileShawna Marion is a financial advisor with over 17 years of experience in the financial industry. Shawna has a wide range of experience, having worked for several firms including LPL Financial LLC, Wachovia Securities, LLC, National Securities Corporation, and Quick & Reilly, Inc. Shawna is currently registered with D.a. Davidson & Co. and holds various licenses including Series 4, Series 7, Series 9, Series 10, Series 31, Series 52, Series 53, Series 66, Series 79, Series 99 and SIE. Shawna provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MT
04/27/2021 - Present
D.a. Davidson & Co. (GREAT FALLS MT)
SC
04/24/2008 - 09/30/2019
LPL FINANCIAL LLC (FORT MILL SC)
NC
10/10/2005 - 04/14/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
FL
10/11/2004 - 05/16/2005
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
07/16/2003 - 11/03/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 09/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2009
Series 4 - Registered Options Principal Examination
BC
Issued 06/18/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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