Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawna? Claim Your ProfileShawna Waldman is a financial advisor with over 27 years of experience in the financial services industry. Shawna is registered with LPL Financial LLC and holds Series 7, 63, and 66 licenses. Shawna has previously worked with Raymond James Financial Services, Inc. and Wells Fargo Advisors, LLC. Shawna specializes in working with high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
02/06/2024 - Present
LPL Financial LLC (HENDERSON NV)
NV
01/28/2011 - 02/09/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (HENDERSON NV)
NV
01/01/2008 - 02/08/2011
WELLS FARGO ADVISORS, LLC (HENDERSON NV)
NV
03/18/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAS VEGAS NV)
BOTH
Issued 03/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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