Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawna? Claim Your ProfileShawna Giust is a financial advisor with over 7 years of experience in the financial services industry. Shawna holds FINRA Series 7 and 63 licenses as well as the Securities Industry Essentials (SIE) exam. Shawna is currently registered with Rose & Co. Capital Advisors, LLC and previously held positions with Kepler Capital Markets, Inc., Macquarie Capital (USA) Inc., and Berenberg Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2023 - Present
Rose & Co. Capital Advisors, LLC (NEW YORK NY)
NY
11/11/2020 - 09/07/2021
KEPLER CAPITAL MARKETS, INC. (NEW YORK NY)
NY
01/14/2019 - 11/08/2019
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
02/05/2014 - 01/08/2019
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 02/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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