Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawna? Claim Your ProfileShawna D'lene Larson is a financial advisor with over 23 years of experience in the financial services industry. Shawna is registered with LPL Financial LLC and holds the Series 63, 65, 7, 9, 10, 24, and SIE licenses. Prior to joining LPL Financial LLC, Shawna worked for Raymond James Financial Services, Inc., Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Wells Fargo Securities Inc., and Wells Fargo Brokerage Services, L.L.C. Shawna has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, businesses, and retirement plans. She is committed to providing personalized and tailored advice to help her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/28/2022 - Present
LPL Financial LLC (LUBBOCK TX)
TX
02/11/2022 - 04/26/2022
MOMENTUM INDEPENDENT NETWORK INC. (DALLAS TX)
TX
03/09/2012 - 01/06/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (LUBBOCK TX)
TX
01/03/2011 - 03/13/2012
WELLS FARGO ADVISORS, LLC (LUBBOCK TX)
TX
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LUBBOCK TX)
CA
06/21/1999 - 05/07/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
12/14/2000 - 03/14/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
07/24/1998 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
IA
Issued 11/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/09/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shawna Larson is the right advisor for you? Invested Better is here to help.
