Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Mathis is an investment advisor representative with over 20 years of experience in the financial services industry. Shawn is currently registered with Cetera Investment Advisers LLC and Financial Management Strategies, Inc. Shawn is also a licensed insurance agent. Shawn offers a variety of services to his clients, including financial planning, portfolio management, and insurance. Shawn's focus is on providing personalized financial advice to help his clients achieve their financial goals.
VANCOUVER, WA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
06/29/2023 - Present
Cetera Investment Advisers LLC (VANCOUVER WA)
OH
10/05/2009 - 10/17/2018
AMERIPRISE FINANCIAL SERVICES, INC. (DUBLIN OH)
OH
08/17/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (COLUMBUS OH)
OH
12/22/2000 - 08/22/2007
CITIGROUP GLOBAL MARKETS INC. (COLUMBUS OH)
BC
Issued 1/5/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 1/3/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shawn Mathis is the right advisor for you? Invested Better is here to help.
