Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Mathis is an investment advisor representative at Cetera Investment Advisers LLC. Shawn has been in the financial industry since 2000 and is licensed to provide investment advice in Washington, Ohio, and several other states. Shawn is also registered with Financial Management Strategies, Inc., where he is an investment advisory representative. Shawn provides financial planning services and portfolio management for individuals, businesses, and pension plans. He is also a licensed insurance agent and offers life, health, disability, and long-term care insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/29/2023 - Present
Cetera Investment Advisers LLC (VANCOUVER WA)
OH
10/05/2009 - 10/17/2018
AMERIPRISE FINANCIAL SERVICES, INC. (DUBLIN OH)
OH
08/17/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (COLUMBUS OH)
OH
12/22/2000 - 08/22/2007
CITIGROUP GLOBAL MARKETS INC. (COLUMBUS OH)
BC
Issued 01/05/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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