Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Hanna is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Shawn has been in the industry since 2002. Shawn has held previous positions with UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and AXA Advisors, LLC. Shawn holds Series 7, Series 31, and Series 66 licenses and is registered in multiple states. Shawn specializes in providing financial advice to individuals, businesses, insurance companies, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Shawn is also a volunteer officer with the College Men's Club of Westfield.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/06/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
10/08/2014 - 10/09/2015
GWN SECURITIES INC. (ISELIN NJ)
NY
03/18/2010 - 09/17/2014
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
10/05/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/17/2003 - 10/08/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/10/2001 - 11/14/2003
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 08/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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