Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn William Dunnigan is a financial advisor at LPL Financial LLC. Shawn has been in the financial services industry for over 30 years. Shawn is registered to provide investment advice in Colorado and Texas. Shawn is also registered with FINRA and the MSRB. Shawn has a Series 7 and Series 63 license. Shawn has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Shawn provides financial planning, portfolio management, and investment advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
06/25/2024 - Present
LPL Financial LLC (FORT COLLINS CO)
CO
02/26/2015 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (Fort Collins CO)
CO
11/15/2013 - 05/27/2014
GRADIENT SECURITIES, LLC (FORT COLLINGS CO)
CO
12/16/2009 - 11/25/2013
LPL FINANCIAL LLC (FT COLLINS CO)
CO
12/13/2000 - 12/21/2009
WELLS FARGO INVESTMENTS, LLC (FORT COLLINS CO)
MN
12/17/2000 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
10/22/1999 - 05/07/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
12/16/1997 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
WI
01/28/1994 - 12/31/1997
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
08/07/1997 - 11/14/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
07/01/1991 - 01/28/1994
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
WI
03/22/1991 - 07/15/1991
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
07/18/1989 - 12/05/1990
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
IA
Issued 05/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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