Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Daly is a registered representative with MML Investors Services, LLC, a financial services firm with over 7,000 employees. Shawn has been in the financial industry since 1991. Shawn is a licensed investment advisor and holds a variety of licenses and designations including the Series 4, 7, 24, 52, 53, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
01/24/2019 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
TX
09/05/2017 - 01/18/2019
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
IN
03/02/2015 - 05/24/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CT
12/06/2004 - 02/23/2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
03/07/1997 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
NJ
02/26/1991 - 03/21/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/25/1990 - 08/10/1990
BLINDER, ROBINSON & CO., INC.
IA
Issued 09/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/15/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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