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Shawn Wayne Copeland

Northwestern Mutual Investment Services, LLC

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About Shawn Wayne Copeland

Shawn Copeland is a financial advisor with Northwestern Mutual Investment Services, LLC, registered with the state of Colorado. Shawn has been in the financial industry since 2001. Shawn Copeland has been registered with Northwestern Mutual Investment Services, LLC since May 12, 2015. Shawn Copeland is also registered with the state of Colorado as an Investment Advisor Representative. Prior to joining Northwestern Mutual, Shawn Copeland worked at Robert W. Baird & Co. Incorporated from June 1, 2001, to January 1, 2002. Shawn Copeland holds licenses for Series 6, Series 7TO, Series 63, and Series 65 and is registered with 36 states.

Firm Information

Shawn Copeland is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Shawn Copeland’s Registration & Firm History

CO

05/12/2015 - Present

Northwestern Mutual Investment Services, LLC (GREENWOOD VLG CO)

WI

06/01/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/11/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/16/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Wayne Copeland.
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