Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Vahid Williams is a financial advisor with over 20 years of experience in the industry. Shawn currently works for SG Americas Securities, LLC. Previously, Shawn has worked at BNP PARIBAS SECURITIES CORP., FINANTIA USA LTD, CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC., DEAN WITTER REYNOLDS INC. and FINANCIAL NETWORK INVESTMENT CORPORATION. Shawn holds Series 3, 6, 7, 24, 31, 57TO, 63, 65, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/15/2011 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
10/09/2009 - 06/15/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/15/2009 - 09/25/2009
FINANTIA USA LTD (NEW YORK NY)
NY
07/28/2005 - 02/09/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
11/28/2000 - 03/14/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/02/2000 - 11/10/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
02/26/1999 - 07/12/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BC
Issued 11/01/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 03/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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