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Shawn Thomas Staab

Empower Financial Services, Inc.

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About Shawn Thomas Staab

Shawn Staab is a financial advisor with Empower Financial Services, Inc. Shawn has been in the industry since 2012 and is registered in all 50 states. Shawn has a Series 6, 7, 9, 10, 63, and SIE license. Shawn specializes in providing comprehensive financial planning services to individuals and families. Shawn is committed to helping clients achieve their financial goals.

Firm Information

Shawn Staab is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Staab’s Registration & Firm History

KS

09/02/2014 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

KS

10/11/2012 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 10/16/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/29/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2012

Series 7 - General Securities Representative Examination

BC

Issued 10/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Thomas Staab.
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