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Shawn Thomas Mitcham

Equitable Distributors, LLC

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About Shawn Thomas Mitcham

Shawn Mitcham is a financial professional with over 8 years of experience in the financial services industry. Shawn is currently registered with Equitable Distributors, LLC, and has held previous positions at BRIGHTHOUSE SECURITIES, LLC and METLIFE INVESTORS DISTRIBUTION COMPANY. Shawn has a Series 6, Series 63 and SIE license. Shawn is licensed to provide financial services in Florida, Georgia, New York, North Carolina, West Virginia and Wisconsin.

Firm Information

Shawn Mitcham is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Mitcham’s Registration & Firm History

NC

03/19/2019 - Present

Equitable Distributors, LLC (Charlotte NC)

NC

03/06/2017 - 03/15/2019

BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)

NC

11/05/2015 - 03/06/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/01/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Shawn Thomas Mitcham. Review regulatory record here.
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