Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Thomas Mead is a financial professional with over 20 years of experience in the securities industry. Shawn is a registered representative of Guggenheim Securities, LLC. Shawn is licensed to conduct business in New York. Previously, Shawn worked at J.P. Morgan Securities Inc. for almost 9 years. Shawn has passed a number of securities exams including the Series 7, Series 24, Series 63, Series 99 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/08/2010 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
07/30/2001 - 03/22/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 11/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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