Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn James has been in the financial services industry since January 1996 and is currently registered with Corebridge Capital Services, Inc. in Woodland Hills, CA. Shawn has passed the Series 63, Series 7, and SIE exams. They have been registered with the state of California since May 2001. Previously, Shawn has worked at Westpark Capital, Inc., EBI Securities Corporation, H.J. Meyers & Co., Inc. and Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/30/2001 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
CA
05/04/2000 - 12/22/2000
WESTPARK CAPITAL, INC. (LOS ANGELES CA)
CO
11/18/1998 - 03/15/2000
EBI SECURITIES CORPORATION (ENGLEWOOD CO)
NY
06/01/1995 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
02/04/1995 - 02/13/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 04/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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