Unclaimed
Shawn Hines is a Registered Representative with Private Advisor Group, LLC in Morristown, NJ. Shawn has 29 years of experience in the financial services industry. Shawn has been associated with Private Advisor Group, LLC since September 2014. Prior to that, Shawn worked at LPL FINANCIAL LLC, NEW ENGLAND SECURITIES, H. BECK, INC., MONY SECURITIES CORPORATION, TRUSTED SECURITIES ADVISORS CORP. and L.C. WEGARD & CO., INC. Shawn holds Series 7, 63, 65 and 66 licenses. Shawn also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
09/17/2014 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
PA
12/17/2012 - 08/27/2014
LPL FINANCIAL LLC (CENTER VALLEY PA)
PA
11/08/2002 - 12/20/2012
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
PA
04/29/2011 - 05/12/2011
H. BECK, INC. (OREFIELD PA)
NY
06/14/1993 - 11/27/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
08/24/2001 - 12/31/2001
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
NY
09/24/1992 - 04/21/1993
L.C. WEGARD & CO., INC. (NEW YORK NY)
BOTH
Issued 09/08/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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