Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Thomas Higginbotham is a financial advisor with over 25 years of experience in the financial services industry. Shawn is currently registered with Csenge Advisory Group, LLC. Prior to joining Csenge Advisory Group, LLC, Shawn was a financial advisor with FSC Securities Corporation and SII Investments, Inc. Shawn holds a variety of licenses and certifications, including the Series 7, Series 63, Series 65, Series 66, Series 9, and Series 10. Shawn is also a Certified Financial Planner. Shawn specializes in providing financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
02/15/2018 - Present
Csenge Advisory Group, LLC (New Smyrna Beach FL)
FL
12/05/2017 - 07/31/2018
FSC SECURITIES CORPORATION (NEW SMYRNA BEACH FL)
FL
02/22/2012 - 12/06/2017
SII INVESTMENTS, INC. (NEW SMYRNA BEACH FL)
FL
05/03/2004 - 02/27/2012
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
PA
02/17/2012 - 02/17/2012
SII INVESTMENTS, INC. (WAYNE PA)
GA
10/03/2003 - 03/09/2004
SUNTRUST SECURITIES, INC. (ATLANTA GA)
TX
12/08/1997 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/01/1996 - 12/15/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/03/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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