Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Thomas Bromley is a financial advisor with over 20 years of experience in the industry. Shawn has a wide range of experience working with clients, including high-net-worth individuals, corporations, pooled investment vehicles, and investment companies. Shawn currently works for Amundi Asset Management US, Inc. and is registered as an Investment Advisor Representative in Massachusetts. Previously, Shawn worked for various firms, including Transamerica Capital, Inc., Patrick Capital Markets, LLC, Principal Funds Distributor, Inc., Delaware Distributors, L.P., Lincoln Financial Distributors, Inc., and Susquehanna Capital Group. Shawn is also a member of Oakland Street Capital (LLC) and oversees activities for the LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
11/15/2023 - Present
Amundi Asset Management US, Inc. (BOSTON MA)
CO
04/13/2022 - 10/16/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CA
02/09/2018 - 12/31/2020
PATRICK CAPITAL MARKETS, LLC (Corona del Mar CA)
IA
07/26/2010 - 01/22/2018
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
PA
01/05/2010 - 07/19/2010
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
03/02/2007 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
01/17/2000 - 08/11/2005
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
05/07/2004 - 07/22/2005
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
BOTH
Issued 06/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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