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Shawn T Wooden

Apollo Global Securities, LLC

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About Shawn T Wooden

Shawn T. Wooden is a financial professional with a background in securities and investments. Shawn has been registered with FINRA since 2024 and holds Series 7TO, Series 63 and SIE licenses. Shawn is currently associated with Apollo Global Securities, LLC.

Firm Information

Shawn Wooden is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Wooden’s Registration & Firm History

CT

01/04/2024 - Present

Apollo Global Securities, LLC (Greenwich CT)

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Licenses & Designations

BC

Issued 02/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn T Wooden.
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