Unclaimed
Shawn T. Wooden is a financial professional with a background in securities and investments. Shawn has been registered with FINRA since 2024 and holds Series 7TO, Series 63 and SIE licenses. Shawn is currently associated with Apollo Global Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/04/2024 - Present
Apollo Global Securities, LLC (Greenwich CT)
BC
Issued 02/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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