Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Steven Oliver is a financial advisor with over 29 years of experience in the industry. Oliver is currently registered with UBS Financial Services Inc. and has previously held positions at MORGAN STANLEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., LEHMAN BROTHERS INC., and BARABAN SECURITIES, INC.. Oliver holds FINRA Series 7 and Series 63 licenses and the SIE exam. Oliver specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Oliver serves a variety of clients including individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/13/2019 - Present
UBS Financial Services Inc. (NAPA CA)
CA
06/01/2009 - 05/14/2019
MORGAN STANLEY (NAPA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NAPA CA)
CA
08/07/1990 - 04/02/2007
MORGAN STANLEY DW INC. (NAPA CA)
NY
06/06/1990 - 08/31/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
04/24/1990 - 06/12/1990
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 06/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shawn Oliver is the right advisor for you? Invested Better is here to help.
