Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Sharafkah is a financial advisor associated with Thrivent Investment Management Inc.. Shawn is a registered representative of Thrivent Investment Management Inc. and a licensed investment advisor in 55 states. Shawn's registration with FINRA is active, along with their state registrations. Shawn has passed the Series 63, Series 66, Series 7 and Series 6 investment exams. The information in this profile is provided by the SEC and is subject to change. Please visit their website or call them directly for the most up-to-date information.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
05/31/2024 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CA
06/29/2023 - 05/16/2024
ALLSTATE FINANCIAL SERVICES, LLC (San Jose CA)
CA
07/12/2021 - 08/25/2021
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN JOSE CA)
CA
08/08/2018 - 04/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
CA
07/26/2017 - 04/05/2018
PRINCIPAL SECURITIES, INC. (SAN JOSE CA)
BOTH
Issued 10/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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