Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Carpenter is a financial professional with over 15 years of experience in the industry. Shawn is currently registered with Charles Schwab & Co., Inc. in Paramus, NJ. Shawn has previously been associated with Meeschaert Capital Markets, Inc., Generic Trading of Philadelphia, LLC, and Wien Securities Corp. Shawn is a Series 66, Series 63, Series 24, Series 4, Series 57TO, SIE, Series 55, and Series 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NJ
08/28/2023 - Present
Charles Schwab & CO., Inc. (Paramus NJ)
NY
02/04/2022 - 09/01/2022
MEESCHAERT CAPITAL MARKETS, INC. (NEW YORK NY)
NY
10/06/2009 - 05/08/2020
MEESCHAERT CAPITAL MARKETS, INC. (NYC NY)
NY
08/02/2006 - 08/25/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NJ
04/28/2000 - 07/28/2004
WIEN SECURITIES CORP. (JERSEY CITY NJ)
BOTH
Issued 10/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/26/2013
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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