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Shawn Rottink

Fifth Third Securities, Inc.

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About Shawn Rottink

Shawn Rottink is a financial advisor with Fifth Third Securities, Inc. Shawn has been in the financial services industry for over 20 years. Shawn provides portfolio management for individuals and businesses. Shawn also offers financial planning, and selects other advisors based on client needs.

Firm Information

Shawn Rottink is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

2602 EAST HILLSBOROUGH AVE

TAMPA, FL 33610

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shawn Rottink’s Registration & Firm History

FL

05/28/2024 - Present

Fifth Third Securities, Inc. (TAMPA FL)

FL

11/25/2019 - 05/29/2024

EDWARD JONES (Trinity FL)

FL

08/22/2016 - 07/29/2019

SYNOVUS SECURITIES, INC. (TAMPA FL)

FL

05/31/2013 - 03/14/2016

SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)

FL

07/10/2012 - 07/31/2013

LPL FINANCIAL LLC (TAMPA FL)

FL

01/23/2009 - 11/12/2010

UVEST FINANCIAL SERVICES GROUP, INC. (TAMPA FL)

AL

02/13/2007 - 07/26/2008

MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)

FL

08/10/2006 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (CLEARWATER FL)

FL

08/12/2004 - 07/03/2006

BB&T INVESTMENT SERVICES, INC. (CLEARWATER FL)

AL

04/20/2004 - 09/09/2004

COLONIAL BROKERAGE, INC. (MONTGOMERY AL)

MO

07/01/2003 - 04/22/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/23/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

01/09/1998 - 05/25/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/6/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/8/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Rottink.
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