Unclaimed
Shawn Steel is a financial advisor with over 20 years of experience in the industry. Shawn is currently registered with Blackrock Investments, LLC, and is a Series 6, 7, 24, 3, and 63 licensed professional. Shawn has held previous roles with Blackrock Execution Services and Franklin/Templeton Distributors, Inc. Shawn is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/22/2012 - Present
Blackrock Investments, LLC (SAN FRANCISCO CA)
CA
06/27/2002 - 01/25/2013
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
CA
08/12/1998 - 12/15/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 02/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Shawn Steel is the right advisor for you? Invested Better is here to help.