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Shawn Robert Okeefe

FHN Financial Securities Corp.

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About Shawn Robert Okeefe

Shawn Robert Okeefe is a financial professional with over 30 years of experience in the securities industry. Shawn has been registered with FHN Financial Securities Corp. since January 2001 and has held previous positions at ABN AMRO Incorporated, IBAA Securities Corporation, Vining-Sparks IBG, Limited Partnership, Union Planters Investment Bankers Group, Inc., and PlanSmith Securities,Inc.. Shawn is licensed to conduct business in California, Florida, Hawaii, Illinois, Indiana, Kansas, Michigan, Minnesota, New Mexico, Ohio, Pennsylvania, Texas, and Wisconsin.

Firm Information

Shawn Okeefe is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Okeefe’s Registration & Firm History

IL

01/02/2001 - Present

FHN Financial Securities Corp. (CHICAGO IL)

CT

03/30/1995 - 03/08/1999

ABN AMRO INCORPORATED (STAMFORD CT)

TN

03/25/1991 - 03/13/1995

IBAA SECURITIES CORPORATION (MEMPHIS TN)

TN

01/01/1991 - 03/13/1995

VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)

NA

03/01/1989 - 01/01/1991

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

NA

11/25/1987 - 03/31/1989

PLANSMITH SECURITIES,INC.

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Licenses & Designations

BC

Issued 03/22/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Robert Okeefe.
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