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Shawn Robert Kinsella

Axos Clearing LLC

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About Shawn Robert Kinsella

Shawn Kinsella is a financial professional with over a decade of experience in the industry. Shawn is currently registered with Axos Clearing LLC and holds Series 7, 24, 52TO, 66, and SIE licenses. Shawn has previously worked at a number of firms including FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., and Woodbury Financial Services, Inc. Shawn has experience working with clients in a variety of states, including Colorado, Nebraska, and Texas.

Firm Information

Shawn Kinsella is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Kinsella’s Registration & Firm History

NE

04/11/2022 - Present

Axos Clearing LLC (Omaha NE)

GA

10/08/2020 - 03/28/2022

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

10/08/2020 - 03/28/2022

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

10/08/2020 - 03/28/2022

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

MN

10/08/2020 - 03/28/2022

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

NE

02/08/2012 - 03/28/2022

SECURITIES AMERICA, INC. (Omaha NE)

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Licenses & Designations

BOTH

Issued 10/29/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/09/2012

Series 24 - General Securities Principal Examination

BC

Issued 12/21/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shawn Robert Kinsella.
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