Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Swartz is an investment advisor representative with PNC Investments. Shawn has been in the industry since March 15, 2000. Shawn is registered to provide investment advice in Pennsylvania. PNC Investments offers a variety of investment advisory services, including portfolio management for individuals and businesses. The firm manages assets for a variety of clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. The firm's compensation arrangements include percentage of assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
02/01/2024 - Present
PNC Investments (EAST STROUDSBURG PA)
PA
03/02/2020 - 01/19/2024
CITIZENS SECURITIES, INC. (RICHBORO PA)
PA
02/03/2020 - 02/21/2020
EDWARD JONES (ALLENTOWN PA)
NJ
10/23/2009 - 10/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLEMINGTON NJ)
NJ
10/28/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FLEMINGTON NJ)
MO
02/16/2005 - 09/22/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
02/26/2002 - 03/30/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
06/30/2001 - 09/06/2001
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
04/11/2000 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
NE
08/25/1998 - 01/31/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CO
03/07/1997 - 08/01/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NJ
02/10/1997 - 05/08/1997
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BOTH
Issued 09/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shawn Swartz is the right advisor for you? Invested Better is here to help.
