Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Richard Loring is a financial advisor with Osaic Wealth, Inc. Shawn has been in the industry since 1999 and is currently registered with the state of Texas. Shawn's previous experience includes working with Securities America, Inc., Sagepoint Financial, Inc., SunAmerica Securities, Inc., AIG SunAmerica Capital Services, Inc., and First Investors Corporation. Shawn holds a Series 6, 7, 24, 63, 66, 99, and SIE. Shawn's legal expertise complements his financial advisory practice. He is also a Professor of Business Organizations at Empire College of Law/Monterey College of Law and a Director of the Redwood Empire Estate Planning Counsel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/2024 - Present
Osaic Wealth, Inc. (LIVINGSTON TX)
TX
11/24/2014 - 06/14/2024
SECURITIES AMERICA, INC. (LIVINGSTON TX)
TX
10/31/2005 - 11/21/2014
SAGEPOINT FINANCIAL, INC. (LIVINGSTON TX)
AZ
06/30/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NJ
05/19/2000 - 06/23/2003
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
12/01/1994 - 08/01/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 12/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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