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Shawn Ralph Crosgrove

Fidelity Brokerage Services LLC

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About Shawn Ralph Crosgrove

Shawn Crosgrove has been in the securities industry since 1988 and has been with Fidelity Brokerage Services LLC since 2008. Shawn is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative, a Securities Industry Essentials (SIE) Exam passer, and as an Investment Company Products/Variable Contracts Representative. Shawn is also a registered principal with FINRA. Shawn is licensed in eight states and has a proven track record of success in the financial services industry.

Firm Information

Shawn Crosgrove is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Crosgrove’s Registration & Firm History

UT

01/01/2008 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

UT

02/14/2001 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)

RI

02/17/1988 - 02/14/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/20/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/16/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

BC

Issued 02/12/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shawn Ralph Crosgrove.
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