Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Phillip Winkler is a financial professional with over 15 years of experience in the industry. Shawn is currently registered with Huron Transaction Advisory LLC. Shawn has held previous positions at BMO Capital Markets Corp. and Deutsche Bank Securities Inc. Shawn is a Series 7, Series 63 and SIE licensed professional and has been active in the industry since October 28, 2007. Shawn is registered in 10 states, including Arizona, California, Colorado, Louisiana, Massachusetts, New Mexico, New York, Oklahoma, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
01/04/2022 - Present
Huron Transaction Advisory LLC (CHICAGO IL)
TX
06/24/2011 - 12/17/2020
BMO CAPITAL MARKETS CORP. (HOUSTON TX)
TX
10/03/2006 - 06/15/2011
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
BC
Issued 08/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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