Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Walsh is a financial professional who has been in the industry since 2004. Shawn is currently registered as a Registered Representative and Investment Advisor Representative with Cetera Investment Advisers LLC in Maple Grove, MN. Shawn is also registered as an Investment Advisor Representative in Texas. Previously, Shawn has held positions at MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, Columbia Management Investment Distributors, Inc., Riversource Distributors, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Shawn has a strong background in providing financial planning, portfolio management and investment services for individuals, businesses, and institutions. Shawn also holds the Series 66 and Series 7 licenses and the Securities Industry Essentials (SIE) examination.
MAPLE GROVE, MN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (MAPLE GROVE MN)
MN
03/25/2017 - 08/22/2018
MML INVESTORS SERVICES, LLC (MINNETONKA MN)
MN
08/09/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
05/24/2010 - 01/02/2015
NEW ENGLAND SECURITIES (MINNEAPOLIS MN)
MN
01/02/2009 - 05/20/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
03/23/2007 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
06/10/2004 - 03/02/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
BOTH
Issued 7/9/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/9/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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