Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Philip Berthelot is a financial advisor with Avantax Planning Partners, Inc. Shawn has been in the financial industry since 2004. Shawn is a registered representative with the state of Ohio and Texas. He is also a registered investment advisor with the state of Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
05/24/2024 - Present
Avantax Planning Partners, Inc. (DUBUQUE IA)
OH
04/19/2021 - 05/14/2024
CITIZENS SECURITIES, INC. (FAIRLAWN OH)
OH
12/15/2008 - 01/11/2021
TD AMERITRADE, INC. (Orange Village OH)
NC
09/15/2008 - 09/23/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
OH
12/13/2004 - 08/20/2008
NATCITY INVESTMENTS, INC. (MAYFIELD HEIGHTS OH)
MN
11/01/2002 - 09/08/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/01/2002 - 09/08/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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