Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Nolan is a financial advisor with Wells Fargo Clearing Services, LLC, who has been in the industry since 2001. Shawn is currently registered with FINRA as well as with the states of New York and Texas. Previously, Shawn was associated with J.P. Morgan Securities LLC and Citigroup Global Markets Inc. Shawn holds the Series 7 and Series 66 registrations, and is licensed to provide securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/02/2023 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
08/21/2015 - 02/16/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/11/2006 - 03/06/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/25/2001 - 06/27/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 08/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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