Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Paul Banach is a financial advisor who has been active in the industry since July 21, 2000. Shawn is currently registered with MML Investors Services, LLC and holds various licenses and certifications. Shawn is registered in all 50 states, as well as the District of Columbia and Puerto Rico. In addition to Shawn's series 63 and Series 53 licenses, Shawn holds the Series 57TO, Series 52TO, Series 55 and Series 7, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
08/23/2018 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NY
10/22/1999 - 11/21/2017
C. L. KING & ASSOCIATES, INC. (ALBANY NY)
BC
Issued 05/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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