Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Wallace is a financial advisor with Robertson Stephens, a firm with offices in Denver, CO and San Francisco, CA. Shawn has been in the financial services industry for over 15 years and has held positions with various firms, including Northwestern Mutual Investment Services, LLC, MML Investors Services, LLC, and Ratio Wealth Group, LLC. Shawn is licensed to provide investment advice in Colorado. Shawn holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE. Shawn specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Shawn also offers a selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/31/2024 - Present
Robertson Stephens (DENVER CO)
CO
01/12/2015 - 12/06/2019
MML INVESTORS SERVICES, LLC (Denver CO)
CO
02/19/2009 - 01/14/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
BOTH
Issued 09/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Shawn Wallace is the right advisor for you? Invested Better is here to help.
