Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Patrick Tracy is a financial professional with over 30 years of experience in the financial services industry. Shawn is a registered representative with Creativeone Securities, LLC, a financial services firm based in Overland Park, KS. Previously, Shawn was a registered representative with Sunset Financial Services, Inc. and Woodbury Financial Services, Inc. Shawn is registered in 32 states across the United States. Shawn is also a licensed insurance professional and holds a Series 6, Series 26, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CO
01/03/2013 - Present
Creativeone Securities, LLC (Greenwood Village CO)
CO
09/18/2003 - 12/31/2012
SUNSET FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
MN
08/08/2002 - 12/31/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IA
12/15/1999 - 08/14/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NE
07/24/1998 - 12/13/1999
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
10/27/1997 - 02/16/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
10/27/1997 - 02/16/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MA
06/23/1986 - 05/08/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/23/1986 - 10/14/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 12/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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