Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Patrick Sullivan is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. Shawn Sullivan has been in the financial services industry since 1998 and has a Series 6 and Series 63 license. Shawn Patrick Sullivan also holds the SIE exam. Shawn Sullivan previously worked for VOYA AMERICA EQUITIES, INC. and WASHINGTON SQUARE SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/09/2017 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
12/21/2001 - 12/31/2016
VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
CT
03/04/1998 - 12/21/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 01/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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