Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Patrick Gormley is a financial advisor with over 20 years of experience in the financial services industry. Shawn is registered with LPL Financial LLC and is licensed to provide financial services in Hawaii and Washington. Shawn has worked with various financial institutions throughout their career, including TD Ameritrade, Cetera Investment Services LLC, and NYLife Securities LLC. Shawn has experience in providing a range of financial services, including financial planning, portfolio management, and investment advice for individuals and businesses. Shawn is committed to providing personalized financial guidance to help their clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
02/24/2021 - Present
LPL Financial LLC (HONOLULU HI)
HI
02/20/2018 - 01/11/2021
TD AMERITRADE, INC. (Honolulu HI)
HI
04/18/2017 - 01/19/2018
CETERA INVESTMENT SERVICES LLC (HONOLULU HI)
HI
08/31/2012 - 04/27/2017
LPL FINANCIAL LLC (HONOLULU HI)
HI
12/23/2010 - 08/30/2012
NYLIFE SECURITIES LLC (HONOLULU HI)
HI
10/04/2005 - 10/22/2009
BANCWEST INVESTMENT SERVICES, INC. (HALEIWA HI)
NY
04/16/2004 - 10/28/2004
AXA ADVISORS, LLC (NEW YORK NY)
FL
02/11/1999 - 11/18/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
08/11/1997 - 07/10/1998
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
04/24/1997 - 06/10/1997
FOSTER JEFFRIES SECURITIES CORP. (WESTBURY NY)
IA
Issued 06/14/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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