Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Patrick Bean is a financial professional with over 25 years of experience in the industry. Shawn Patrick Bean is currently registered with Charles Schwab & CO., Inc. in California. Shawn Patrick Bean was previously registered with TD AMERITRADE, INC. in Woodland Hills, CA, E*TRADE SECURITIES LLC in Scottsdale, AZ, and PRUCO SECURITIES, LLC. in Phoenix, AZ. Shawn Patrick Bean holds the Series 63, Series 66, Series 7, Series 9, Series 10 and Series 24 securities licenses. Shawn Patrick Bean is also a registered Investment Advisor in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Woodland Hills CA)
CA
06/02/2017 - 05/19/2024
TD AMERITRADE, INC. (Woodland Hills CA)
AZ
11/10/2008 - 06/13/2016
E*TRADE SECURITIES LLC (SCOTTSDALE AZ)
AZ
10/02/2008 - 10/15/2008
PRUCO SECURITIES, LLC. (PHOENIX AZ)
AZ
09/23/1997 - 05/16/2008
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 01/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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