Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Packard is a financial advisor with over 20 years of experience in the industry. Packard is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held registrations with E*TRADE SECURITIES LLC and FIDELITY BROKERAGE SERVICES LLC. Packard holds a variety of securities licenses, including Series 7, 6, 8, 9, 10, 24, 63, and 66. Packard also holds the Series 65 license, which allows Packard to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/28/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SALT LAKE CITY UT)
UT
07/15/2016 - 06/07/2017
E*TRADE SECURITIES LLC (SANDY UT)
UT
08/23/1991 - 01/27/2009
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
NJ
11/08/1989 - 08/19/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/08/1989 - 08/19/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 02/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2017
Series 24 - General Securities Principal Examination
BC
Issued 06/29/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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