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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Travers is a financial advisor with Morgan Stanley. Shawn has been in the financial industry for over 23 years and has worked at several firms including Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC and UBS Financial Services Inc. Shawn is a registered representative in 53 states and is also registered with the Securities and Exchange Commission as an investment advisor representative. Shawn specializes in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Shawn's expertise includes asset allocation, portfolio management, financial planning, and retirement planning. Shawn is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/25/2019 - Present
Morgan Stanley (SAN RAFAEL CA)
CA
01/03/2011 - 02/13/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN LEANDRO CA)
CA
03/03/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WALNUT CREEK CA)
NJ
08/02/1999 - 12/19/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 04/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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