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Shawn P O leary

First Trust Portfolios LP

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About Shawn P O leary

Shawn O'Leary is a financial professional with a strong background in the financial services industry. Shawn is currently registered with First Trust Portfolios LP and holds the Series 7, Series 7TO, and SIE licenses. Prior to joining First Trust Portfolios LP, Shawn was employed by Nuveen Securities, LLC.

Firm Information

Shawn O leary is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn O leary’s Registration & Firm History

IL

06/03/2024 - Present

First Trust Portfolios LP (WHEATON IL)

IL

07/03/2009 - 10/11/2012

NUVEEN SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/01/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/27/2024

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn P O leary.
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