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Shawn Mitsuo Tanabe

Ages Financial Services, Ltd.

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About Shawn Mitsuo Tanabe

Shawn Mitsuo Tanabe is a financial advisor in Pearl City, Hawaii. Shawn is registered with Ages Financial Services, Ltd. and has been in the industry since December 9, 2021. Shawn holds the Series 63, Series 6TO and SIE licenses.

Firm Information

Shawn Tanabe is currently registered with Ages Financial Services, Ltd.. Ages Financial Services, Ltd. is a corporation registered in 53 states and the District of Columbia. It was formed on June 25, 1984. The firm has been approved by the SEC and has received three regulatory event disclosures and two arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Tanabe’s Registration & Firm History

HI

12/10/2021 - Present

Ages Financial Services, Ltd. (PEARL CITY HI)

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Licenses & Designations

BC

Issued 08/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Mitsuo Tanabe.
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